In capital markets, a late disclosure is the violation.
SPK communiqués, KAP disclosure duties and fund rules each move on their own timetable. Seeing a change late is the same thing as disclosing late.
What actually goes wrong
Disclosure Requirements
Public companies must disclose material events within strict deadlines. Missing a KAP filing can result in trading halts and penalties.
Investment Fund Rules
SPK and FCA constantly update fund management rules. Portfolio limits, valuation methods, and reporting requirements change frequently.
IPO & Offering Compliance
Public offerings require extensive documentation and regulatory approval. Timelines are tight and errors can delay or derail the entire process.
What stops being your problem
Real-Time Regulation Monitoring
QRegu monitors SPK, KAP, FINRA, and FCA continuously. Get instant alerts when new rules affect your business.
AI Impact Analysis
AI reads each regulation and identifies impact on: disclosure requirements, fund rules, trading limits, and reporting obligations.
Deadline Tracking
Track all regulatory deadlines in one calendar. Get reminders before KAP filings, SPK submissions, and compliance reports are due.
Cross-Border Compliance
Operating in multiple markets? QRegu tracks regulations across jurisdictions and highlights conflicts or overlaps.
Key Regulations We Track
Securities Disclosure
Material event notifications, insider trading rules, prospectus requirements
Investment Funds
Portfolio limits, NAV calculation, investor reporting, fee disclosures
Market Conduct
Best execution, order handling, market manipulation prevention
Corporate Governance
Board composition, audit committee, shareholder rights, ESG reporting